Law practice
Securities Law legal workflows
Guided Canadian securities law workflows for research, analysis, drafting, review and jurisdiction-specific legal work product.
2,926 indexed workflowsCanadian English and Quebec FrenchJurisdiction-specific
Representative legal work
Examples from the current indexed collections. TruLexa matches the workflow to the jurisdiction, matter record and requested work product.
Continuous disclosure and material-change review
Capital raising, prospectus, shelf, WKSI, LIFE and private placement readiness
Regulatory enforcement, investigation, settlement and sanctions defence
Registrant, dealer, adviser and CIRO compliance exam response
Securities class action, misrepresentation litigation and statement of defence
Investment funds, ETFs, mutual funds and crypto-asset fund disclosure
M&A, take-over bids, issuer bids, related-party transactions and special committee review
Insider reporting, MNPI controls, blackout policies and SEDI
Crypto trading platform registration, undertakings, custody, advertising and enforcement review
Mining issuer disclosure, NI 43-101 and technical report review
Derivatives business conduct, OTC derivatives and market infrastructure review
Proxy, shareholder meeting and governance disclosure
From matter record to legal work product
1
Scope
Jurisdiction, mandate, facts, sources and deliverable.
2
Analyze
Issues, evidence, governing law and unresolved gaps.
3
Produce
Research, draft, review, form or document automation.
4
Verify
Primary sources, requirements and professional approval.